SFC Licences of HO Yuk Wah 何玉華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cinda International Securities Limited 信達國際證券有限公司 RE 1 12 May 2014 21 November 2015
Huarong International Securities Limited 華融國際證券有限公司 RE 2 16 December 2010 21 April 2014
Huarong International Securities Limited 華融國際證券有限公司 RE 1 16 December 2010 21 April 2014
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 22 September 2010 04 November 2010
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 22 September 2010 04 November 2010
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 09 October 2009 05 August 2010
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 09 October 2009 05 August 2010
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 10 July 2007 19 July 2007
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 10 July 2007 19 July 2007
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 18 August 2006 30 June 2007
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 14 February 2006 30 June 2007
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 14 February 2006 30 June 2007