SFC Licences of CHAN Lai Ping, Carolina 陳麗萍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 18 October 2013 06 June 2014
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 18 October 2013 06 June 2014
Cypress International Investment Advisors Limited 栢鴻國際投資顧問有限公司 RE 4 23 April 2007 31 October 2007
Quam Securities Limited 華富建業證券有限公司 RE 4 25 July 2006 28 February 2007
Greater China Securities Limited 大中華證券有限公司 RE 1 23 March 2006 04 May 2006