SFC Licences of CHAN Lai Ping, Carolina 陳麗萍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 18 October 2013 | 06 June 2014 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 18 October 2013 | 06 June 2014 |
Cypress International Investment Advisors Limited 栢鴻國際投資顧問有限公司 | RE | 4 | 23 April 2007 | 31 October 2007 |
Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 25 July 2006 | 28 February 2007 |
Greater China Securities Limited 大中華證券有限公司 | RE | 1 | 23 March 2006 | 04 May 2006 |