SFC Licences of DINWOODIE Christian Gilbert
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 03 December 2012 | 30 October 2015 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 05 September 2008 | 03 December 2012 |
| UBS Securities Asia Limited | RE | 4 | 21 February 2006 | 23 February 2008 |