SFC Licences of WONG Tung 王棟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
AVICT Global Asset Management Limited 中航資信環球資產管理有限公司 RO 9 12 June 2019
AVICT Global Asset Management Limited 中航資信環球資產管理有限公司 RO 4 12 June 2019
Kaisa Asset Management Limited 佳兆業資產管理有限公司 RO 9 11 January 2017 16 September 2018
Kaisa Asset Management Limited 佳兆業資產管理有限公司 RO 4 11 January 2017 16 September 2018
Kaisa Asset Management Limited 佳兆業資產管理有限公司 RE 9 23 December 2016 11 January 2017
Kaisa Asset Management Limited 佳兆業資產管理有限公司 RE 4 23 December 2016 11 January 2017
Capital Global Management Limited 瑞興全球財富管理有限公司 RO 9 13 September 2016 15 December 2016
Capital Global Management Limited 瑞興全球財富管理有限公司 RE 9 09 April 2013 13 September 2016
Capital Global Management Limited 瑞興全球財富管理有限公司 RO 4 23 July 2010 15 December 2016
Capital Global Management Limited 瑞興全球財富管理有限公司 RO 1 23 July 2010 15 December 2016
Capital Global Management Limited 瑞興全球財富管理有限公司 RE 4 27 May 2010 23 July 2010
Capital Global Management Limited 瑞興全球財富管理有限公司 RE 1 27 May 2010 23 July 2010
GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 RE 2 16 November 2007 27 May 2010
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 16 November 2007 27 May 2010
CSC Futures (HK) Limited 群益期貨(香港)有限公司 RE 2 28 June 2007 03 November 2007
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 1 12 July 2006 03 November 2007
Wintone Securities Limited 榮通證券有限公司 RE 1 15 February 2006 29 June 2006