SFC Licences of TSUI Hon Man, Herman 徐漢民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 31 May 2013 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 7 | 24 August 2010 | |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 22 October 2007 | 31 August 2013 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 24 September 2007 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 15 February 2006 | 10 September 2007 |