SFC Licences of SALDANHA Joshua Gerard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 07 September 2010 | 13 July 2017 |
| Religare Capital Markets (Hong Kong) Limited | RE | 1 | 01 June 2010 | 19 August 2010 |
| GFI (HK) Securities L.L.C. | RE | 1 | 14 July 2009 | 08 May 2010 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 17 August 2007 | 30 May 2008 |
| CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 28 September 2006 | 26 June 2007 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 20 February 2006 | 26 June 2007 |