SFC Licences of KUKREJA Kathy Sham
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 07 April 2008 | 29 September 2008 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 07 April 2008 | 29 September 2008 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 07 April 2008 | 29 September 2008 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 07 April 2008 | 29 September 2008 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 20 February 2006 | 04 May 2007 |