SFC Licences of LEONARD Neil Angus James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Segantii Capital Management Limited | RE | 9 | 28 February 2013 | 27 October 2014 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 30 January 2012 | 05 September 2012 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 20 February 2006 | 05 September 2012 |