SFC Licences of LI Kathleen Ka-Lam 李嘉琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 22 May 2007 | 28 July 2007 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 20 February 2006 | 27 September 2006 |