SFC Licences of LEE Joseph Won

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司	RE	1	08 February 2024
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RO	7	04 March 2020	26 October 2023
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RO	4	04 March 2020	26 October 2023
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RO	1	04 March 2020	26 October 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RO	4	04 March 2020	26 October 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RO	2	04 March 2020	26 October 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RO	1	04 March 2020	26 October 2023
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	7	01 November 2018	04 March 2020
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	1	01 November 2018	04 March 2020
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	2	01 November 2018	04 March 2020
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	01 November 2018	04 March 2020
Lehman Brothers Futures Asia Limited	RE	2	02 October 2007	29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	2	02 October 2007	29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	1	02 October 2007	29 September 2008
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司	RE	1	02 October 2007	29 September 2008
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	2	20 February 2006	15 June 2007
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	20 February 2006	15 June 2007