SFC Licences of LO Yue Hin 羅宇軒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Dimension Management (HK) Limited | RO | 9 | 27 July 2020 | |
Integrity Capital Management (HK) Limited | RO | 4 | 06 December 2018 | 14 July 2020 |
Integrity Capital Management (HK) Limited | RO | 1 | 06 December 2018 | 14 July 2020 |
Integrity Capital Management (HK) Limited | RO | 9 | 30 December 2014 | 14 July 2020 |
Integrity Capital Management (HK) Limited | RE | 9 | 18 September 2014 | 30 December 2014 |
Nomura Securities (Hong Kong) Limited | RE | 2 | 02 July 2010 | 23 April 2013 |
Nomura Securities (Hong Kong) Limited | RE | 1 | 02 July 2010 | 23 April 2013 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 09 October 2008 | 15 August 2014 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 09 October 2008 | 15 August 2014 |
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 | RE | 1 | 08 August 2008 | 29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 20 February 2006 | 29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 20 February 2006 | 29 September 2008 |