SFC Licences of TANG Kam Ming, Calvin 鄧鑑明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Liquid Capital Markets Hong Kong Limited | RE | 2 | 19 May 2010 | 30 June 2011 |
| Liquid Capital Markets Hong Kong Limited | RE | 1 | 19 May 2010 | 30 June 2011 |
| CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 20 February 2006 | 20 November 2008 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 20 February 2006 | 20 November 2008 |