SFC Licences of LORD Nicholas Peter
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 17 August 2023 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 18 July 2011 | 12 January 2024 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 07 February 2011 | 14 February 2011 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 4 | 22 May 2007 | 22 June 2010 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 16 February 2006 | 22 May 2007 |