SFC Licences of HUNG Lap Tung 洪立東

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 13 June 2017 30 June 2021
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 13 June 2017 30 June 2021
Huajin Futures (International) Limited 華金期貨(國際)有限公司 RE 2 24 April 2017 17 May 2017
Huajin Securities (International) Limited 華金證券(國際)有限公司 RE 1 24 April 2017 17 May 2017
GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 RE 2 09 November 2016 08 April 2017
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 07 September 2016 08 April 2017
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 3 20 June 2012 01 September 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 20 June 2012 01 September 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 20 June 2012 01 September 2016
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 3 29 August 2011 20 October 2014
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 15 February 2011 30 December 2015
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 15 February 2011 30 December 2015
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 06 May 2008 08 May 2009
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 23 February 2006 29 January 2011
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 23 February 2006 29 January 2011