SFC Licences of LAW Wai Chung 羅偉忠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 25 April 2013 | 01 July 2016 |
Public Securities Limited 大眾証券有限公司 | RE | 1 | 20 July 2011 | 22 April 2013 |
Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 2 | 01 March 2010 | 03 May 2011 |
Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 1 | 01 March 2010 | 03 May 2011 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 18 March 2008 | 24 February 2010 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 24 July 2007 | 24 February 2010 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 24 July 2007 | 24 February 2010 |
Hong Kong Forex Investment Limited 香港外匯投資有限公司 | RE | 3 | 18 March 2006 | 22 January 2007 |