SFC Licences of CHAN Mei Shan 陳美珊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
IMC Asia Pacific Limited RO 2 08 October 2020
IMC Asia Pacific Limited RO 1 08 October 2020
IMC Asia Pacific Limited RE 2 18 August 2020 08 October 2020
IMC Asia Pacific Limited RE 1 18 August 2020 08 October 2020
Tibra Trading Hong Kong Limited RO 2 29 October 2019 18 July 2020
Tibra Trading Hong Kong Limited RO 1 29 October 2019 18 July 2020
BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 RO 4 19 December 2016 10 August 2019
BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 RO 1 19 December 2016 10 August 2019
BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 RO 9 15 August 2016 10 August 2019
BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 RE 4 27 June 2016 19 December 2016
BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 RE 1 27 June 2016 19 December 2016
BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 RE 9 27 June 2016 15 August 2016
Basic Asset Management Limited 基匯資產管理有限公司 RO 9 15 December 2014 17 June 2016
Basic Asset Management Limited 基匯資產管理有限公司 RE 9 10 December 2014 15 December 2014
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RO 9 10 April 2014 31 July 2014
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RO 9 10 April 2014 31 July 2014
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RO 4 10 April 2014 31 July 2014
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RO 1 10 April 2014 31 July 2014
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 4 22 February 2006 31 July 2014
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 1 22 February 2006 31 July 2014
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 4 22 February 2006 10 April 2014
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 9 22 February 2006 10 April 2014
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 9 22 February 2006 10 April 2014
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 1 22 February 2006 10 April 2014
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 5 22 February 2006 26 May 2006
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 5 22 February 2006 26 May 2006