SFC Licences of LUO Gaobo 羅高波
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CC Finance Limited 思齊資本融資有限公司 | RE | 6 | 10 May 2006 | 30 November 2009 |
| CC Finance Limited 思齊資本融資有限公司 | RE | 4 | 10 May 2006 | 30 November 2009 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 9 | 24 February 2006 | 06 April 2006 |