SFC Licences of BERNESI James Giuseppe

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Hong Kong Securities Limited RE 2 05 December 2013 31 December 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 05 December 2013 31 December 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 21 February 2006 28 February 2006