SFC Licences of OR Lee Sa 柯莉莎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 1 | 20 May 2020 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 25 February 2020 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 July 2015 | 02 October 2017 |
| Corporate Brokers Limited 協聯證券有限公司 | RE | 1 | 28 April 2015 | 17 June 2015 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 | RE | 1 | 14 July 2014 | 12 January 2015 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 1 | 21 January 2013 | 27 February 2014 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 12 April 2010 | 25 July 2012 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 1 | 07 September 2009 | 26 February 2010 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 03 June 2009 | 22 August 2009 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 04 November 2008 | 05 May 2009 |