SFC Licences of FOK Kei Shun, William 霍基信
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Julius Baer (Hong Kong) Limited | RE | 4 | 14 November 2007 | 13 June 2011 |
Julius Baer (Hong Kong) Limited | RE | 1 | 09 November 2007 | 13 June 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 27 February 2006 | 29 October 2007 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 27 February 2006 | 29 October 2007 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 27 February 2006 | 29 October 2007 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 27 February 2006 | 29 October 2007 |