SFC Licences of FUNG Wan Yin 馮蘊妍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Glory Sun Securities Limited 寶新證券有限公司 | RE | 1 | 13 June 2022 | 16 October 2022 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 15 April 2011 | 05 April 2012 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 15 April 2011 | 05 April 2012 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 28 February 2006 | 14 September 2006 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 28 February 2006 | 14 September 2006 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 28 February 2006 | 14 September 2006 |