SFC Licences of CHAN Kwok Keung 陳國強
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 08 October 2020 | 19 May 2022 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 25 September 2020 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 13 June 2014 | 02 October 2017 |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 28 June 2012 | 07 June 2014 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 28 June 2012 | 07 June 2014 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 28 December 2009 | 22 June 2012 |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 05 January 2009 | 10 December 2009 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 05 January 2009 | 10 December 2009 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 02 March 2006 | 31 December 2008 |