SFC Licences of CHAN Kwok Keung 陳國強

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 08 October 2020 19 May 2022
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 25 September 2020
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 13 June 2014 02 October 2017
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 28 June 2012 07 June 2014
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 28 June 2012 07 June 2014
Huarong International Securities Limited 華融國際證券有限公司 RE 1 28 December 2009 22 June 2012
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 05 January 2009 10 December 2009
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 05 January 2009 10 December 2009
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 02 March 2006 31 December 2008