SFC Licences of CHAN Wei Hsien
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 2 | 06 December 2010 | 01 March 2012 |
UBS Securities Asia Limited | RE | 1 | 06 December 2010 | 01 March 2012 |
UBS Securities Hong Kong Limited | RE | 1 | 06 December 2010 | 01 March 2012 |
Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 01 November 2010 |
Merrill Lynch Far East Limited | RE | 1 | 01 March 2006 | 01 November 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 March 2006 | 01 November 2010 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 01 March 2006 | 20 August 2010 |