SFC Licences of WOO Ka Wing 胡嘉詠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 05 October 2018 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 05 October 2018 | |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 21 April 2017 | 14 September 2018 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 21 April 2017 | 14 September 2018 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 14 March 2013 | 29 March 2017 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 27 September 2007 | 29 March 2017 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 27 September 2007 | 29 March 2017 |
Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 | RE | 3 | 06 March 2006 | 30 August 2007 |