SFC Licences of MAK Ho Lim 麥灝廉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMBC International Capital Limited 民銀資本有限公司 | RO | 1 | 02 December 2022 | |
CMBC International Capital Limited 民銀資本有限公司 | RO | 6 | 21 January 2022 | |
CMBC International Capital Limited 民銀資本有限公司 | RE | 6 | 10 September 2021 | 21 January 2022 |
CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 10 September 2021 | |
Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 27 June 2016 | 20 August 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 27 June 2016 | 20 August 2021 |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 15 January 2014 | 27 May 2016 |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 11 July 2013 | 27 May 2016 |
Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 22 April 2008 | 21 June 2013 |
Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 | RE | 3 | 06 March 2006 | 21 September 2007 |