SFC Licences of MAK Ho Lim 麥灝廉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMBC International Capital Limited 民銀資本有限公司
RO 6 21 January 2022
CMBC Securities Company Limited 民銀證券有限公司
RE 1 10 September 2021
CMBC International Capital Limited 民銀資本有限公司
RE 6 10 September 2021 21 January 2022
Haitong International Capital Limited 海通國際資本有限公司
RE 6 27 June 2016 20 August 2021
Haitong International Securities Company Limited 海通國際證券有限公司
RE 1 27 June 2016 20 August 2021
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1 15 January 2014 27 May 2016
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 6 11 July 2013 27 May 2016
Haitong International Capital Limited 海通國際資本有限公司
RE 6 22 April 2008 21 June 2013
Rakuten Securities Hong Kong Limited 樂天證券香港有限公司
RE 3 06 March 2006 21 September 2007