SFC Licences of TSUI Kwan 徐琨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 07 June 2017 | 29 March 2021 |
South China Research Limited 南華資料研究有限公司 | RE | 4 | 07 June 2017 | 18 February 2020 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 12 August 2013 | 10 February 2015 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 06 March 2006 | 21 July 2013 |