SFC Licences of LU Shanshan 陸珊珊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 26 June 2007 30 October 2009
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 4 06 March 2006 08 June 2007