SFC Licences of NG Kut Yin, Jeffrey 吳吉然
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 29 January 2010 | 15 November 2011 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 12 January 2010 | 15 November 2011 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 09 October 2009 | 04 January 2010 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 20 April 2006 | 15 April 2009 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 09 March 2006 | 15 April 2009 |