SFC Licences of KOO Julie J

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citibank, N.A. 花旗銀行 9 01 March 2019
Citibank, N.A. 花旗銀行 4 01 March 2019
Citibank, N.A. 花旗銀行 1 01 March 2019
UBS Asset Management (Hong Kong) Limited RO 9 27 August 2015 29 December 2017
UBS Asset Management (Hong Kong) Limited RO 4 27 August 2015 29 December 2017
UBS Asset Management (Hong Kong) Limited RO 1 27 August 2015 29 December 2017
UBS Asset Management (Hong Kong) Limited RE 9 13 April 2015 27 August 2015
UBS Asset Management (Hong Kong) Limited RE 4 13 April 2015 27 August 2015
UBS Asset Management (Hong Kong) Limited RE 1 13 April 2015 27 August 2015
HSBC Investment Funds (Hong Kong) Limited RO 9 09 June 2011 06 February 2015
HSBC Investment Funds (Hong Kong) Limited RO 4 09 June 2011 06 February 2015
HSBC Investment Funds (Hong Kong) Limited RO 1 09 June 2011 06 February 2015
HSBC Global Asset Management (Hong Kong) Limited RO 9 09 June 2011 06 February 2015
HSBC Global Asset Management (Hong Kong) Limited RO 4 09 June 2011 06 February 2015
HSBC Global Asset Management (Hong Kong) Limited RO 1 09 June 2011 06 February 2015
HSBC Global Asset Management Holdings (Bahamas) Limited RO 9 09 June 2011 06 February 2015
HSBC Global Asset Management Holdings (Bahamas) Limited RO 4 09 June 2011 06 February 2015
HSBC Investment Funds (Hong Kong) Limited RE 1 22 February 2010 09 June 2011
HSBC Global Asset Management (Hong Kong) Limited RE 9 22 February 2010 09 June 2011
HSBC Global Asset Management (Hong Kong) Limited RE 4 22 February 2010 09 June 2011
HSBC Global Asset Management (Hong Kong) Limited RE 1 22 February 2010 09 June 2011
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 9 28 August 2006 03 February 2010
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 4 28 August 2006 03 February 2010
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 1 13 March 2006 03 February 2010
FIL Investment Advisors RE 9 13 March 2006 24 August 2006