SFC Licences of ROBERTSON Guy Hamilton
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BTIG Hong Kong Limited | RE | 1 | 16 November 2011 | 21 July 2014 |
Knight Capital Asia Limited 澧盈資本亞洲有限公司 | RE | 1 | 27 March 2009 | 04 August 2011 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 02 April 2008 | 05 February 2009 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 02 April 2008 | 05 February 2009 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 02 April 2008 | 05 February 2009 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 21 February 2008 | 28 February 2008 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 21 February 2008 | 28 February 2008 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 15 March 2006 | 19 March 2006 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 15 March 2006 | 19 March 2006 |