SFC Licences of KUAN Hsiao Wei, Wendy 關曉薇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RO | 9 | 25 October 2022 | |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RO | 4 | 25 October 2022 | |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RO | 1 | 25 October 2022 | |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 9 | 06 August 2012 | 25 October 2022 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 4 | 06 August 2012 | 25 October 2022 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 1 | 06 August 2012 | 25 October 2022 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 2 | 04 July 2007 | 22 February 2012 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 9 | 10 May 2006 | 22 February 2012 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 5 | 10 May 2006 | 22 February 2012 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 10 May 2006 | 22 February 2012 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 10 May 2006 | 22 February 2012 |