SFC Licences of LEE Michael Douglas 李嘉文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 02 May 2013
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 2 02 May 2013
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 7 02 May 2013 13 May 2020
CLSA Limited 中信里昂證券有限公司 RE 1 15 September 2009 16 February 2012
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 1 11 February 2009 14 September 2009
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 18 June 2007 24 November 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 23 May 2007 24 November 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 23 May 2007 24 November 2008
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 22 March 2006 15 May 2007