SFC Licences of LEE Michael Douglas 李嘉文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 28 March 2024 | |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 02 May 2013 | 31 March 2024 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 02 May 2013 | 31 March 2024 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 02 May 2013 | 13 May 2020 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 15 September 2009 | 16 February 2012 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 1 | 11 February 2009 | 14 September 2009 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 18 June 2007 | 24 November 2008 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 23 May 2007 | 24 November 2008 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 23 May 2007 | 24 November 2008 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 22 March 2006 | 15 May 2007 |