SFC Licences of WILLS David Richard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Venture Smart Asia Limited 意博資本亞洲有限公司 | RE | 9 | 18 December 2017 | 02 March 2018 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 | RE | 1 | 18 December 2017 | 02 March 2018 |
| Auroville Investment Management (HK) Limited | RE | 9 | 04 May 2017 | 15 June 2017 |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 | RE | 1 | 10 November 2015 | 14 September 2016 |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 | RO | 9 | 12 September 2014 | 14 September 2016 |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 | RE | 9 | 20 April 2007 | 12 September 2014 |
| Doric Capital Corporation 多利資本有限公司 | RE | 9 | 22 March 2006 | 26 February 2007 |
| Doric Capital Corporation 多利資本有限公司 | RE | 5 | 22 March 2006 | 26 February 2007 |
| Doric Capital Corporation 多利資本有限公司 | RE | 4 | 22 March 2006 | 26 February 2007 |