SFC Licences of ZHANG Ning 張寧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Head & Shoulders Asset Management Limited 聯合資產管理有限公司 | RE | 9 | 30 December 2013 | |
| Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 4 | 30 December 2013 | |
| Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 1 | 30 December 2013 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 04 November 2011 | 18 September 2013 |
| Merrill Lynch Far East Limited | RE | 2 | 03 September 2010 | 18 September 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 July 2010 | 18 September 2013 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 13 July 2010 | 03 September 2010 |
| CAIIS Limited | RE | 1 | 12 July 2006 | 28 February 2007 |
| CAIIS Limited | RE | 4 | 03 May 2006 | 28 February 2007 |