SFC Licences of TANG Lok Ki 鄧洛琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CES Forex (HK) Limited 光證外匯(香港)有限公司 | RE | 3 | 27 September 2007 | |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 27 September 2007 | |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 28 June 2006 | |
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 1 | 20 March 2006 | 19 May 2006 |