SFC Licences of FLYNN Robert Michael
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 1 | 08 April 2008 | 14 June 2008 |
UBS Securities Hong Kong Limited | RE | 1 | 08 April 2008 | 14 June 2008 |
UBS Securities Asia Limited | RO | 1 | 19 October 2006 | 08 April 2008 |
UBS Securities Hong Kong Limited | RO | 1 | 11 May 2006 | 08 April 2008 |
UBS Securities Asia Limited | RE | 1 | 16 March 2006 | 19 October 2006 |
UBS Securities Hong Kong Limited | RE | 1 | 16 March 2006 | 11 May 2006 |