SFC Licences of RODRIGUES Mark William

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	9	26 April 2023
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	26 April 2023
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司	RE	4	11 September 2014	10 March 2023
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司	RE	1	11 September 2014	10 March 2023
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務)	RE	4	11 September 2014	31 January 2019
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務)	RE	1	11 September 2014	31 January 2019
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務)	RE	9	11 September 2014	21 April 2015
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司	RE	9	11 September 2014	21 April 2015
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司	RE	9	28 November 2012	14 March 2014
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司	RE	4	28 November 2012	14 March 2014
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司	RE	1	28 November 2012	14 March 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RE	9	12 September 2011	14 March 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RE	4	12 September 2011	14 March 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RE	1	12 September 2011	14 March 2014
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司	RE	4	12 May 2006	23 July 2011
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司	RE	1	12 May 2006	23 July 2011