SFC Licences of SRIVASTAVA Manish
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GL Advisors Hong Kong Limited | RO | 9 | 16 April 2021 | |
| GL Advisors Hong Kong Limited | RE | 9 | 19 May 2020 | 16 April 2021 |
| Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 24 March 2015 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 08 October 2007 | 20 August 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 March 2006 | 24 March 2015 |