SFC Licences of WAN Chi Hang 溫志行
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 | RE | 6 | 10 July 2018 | 02 February 2023 |
Huajin Securities (International) Limited 華金證券(國際)有限公司 | RE | 1 | 23 November 2016 | 02 February 2023 |
Cinda International Capital Limited 信達國際融資有限公司 | RE | 6 | 29 May 2015 | 08 November 2016 |
Cinda International Capital Limited 信達國際融資有限公司 | RE | 1 | 29 May 2015 | 08 November 2016 |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 6 | 28 October 2014 | 14 May 2015 |
ICBC International Capital Limited 工銀國際融資有限公司 | RO | 6 | 18 June 2009 | 22 February 2011 |
ICBC International Capital Limited 工銀國際融資有限公司 | RO | 1 | 18 June 2009 | 22 February 2011 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 27 May 2009 | 18 June 2009 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 27 May 2009 | 18 June 2009 |
ICEA Capital Limited 工商東亞融資有限公司 | RE | 6 | 21 March 2006 | 24 April 2009 |
ICEA Capital Limited 工商東亞融資有限公司 | RE | 1 | 21 March 2006 | 24 April 2009 |