SFC Licences of TAI Sheung Chi, Jonathan 戴上智
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 03 October 2018 | 20 January 2023 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 | RE | 1 | 07 August 2018 | 28 August 2018 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 26 February 2016 | 16 July 2018 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 | RE | 1 | 09 September 2015 | 19 February 2016 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 13 May 2013 | 31 August 2015 |
| Open Securities Limited 開盤證券有限公司 | RE | 1 | 11 July 2011 | 30 April 2013 |
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 | RE | 1 | 02 June 2011 | 29 June 2011 |
| Open Securities Limited 開盤證券有限公司 | RE | 1 | 21 May 2007 | 30 May 2011 |
| Open Securities Limited 開盤證券有限公司 | RE | 1 | 04 December 2006 | 05 May 2007 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 | RE | 1 | 17 March 2006 | 24 November 2006 |