SFC Licences of SIU Lap Kuen, Philip 蕭立權
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 14 January 2014 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 14 January 2014 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 14 January 2014 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 24 November 2011 | 17 October 2013 |
| Merrill Lynch Far East Limited | RE | 2 | 07 September 2010 | 17 October 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 March 2006 | 17 October 2013 |