SFC licenceholder ANF048 SIU Lap Kuen, Philip 蕭立權

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 22 September 2020

Institution Role Licences Start date End date
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 14 January 2014
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 14 January 2014
Merrill Lynch (Asia Pacific) Limited RE [4] (Advising on Securities) 24 November 2011 17 October 2013
Merrill Lynch Far East Limited RE [2] (Dealing in Futures Contracts) 07 September 2010 17 October 2013
Merrill Lynch (Asia Pacific) Limited RE [1] (Dealing in Securities) 22 March 2006 17 October 2013