SFC Licences of LADEUIX Hernan

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Research Limited 里昂證券投資研究有限公司 RE 4 21 October 2009 03 April 2012
CLSA Limited 中信里昂證券有限公司 RE 4 29 March 2006 03 April 2012