SFC Licences of CHENG Sheng-Jung 鄭勝榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 10 December 2012 | 31 August 2018 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 10 December 2012 | |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 19 March 2010 | 19 April 2010 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 30 March 2006 | 21 April 2007 |