SFC Licences of Tang Sau Lai 鄧秀麗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 13 July 2018 | |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 9 | 13 February 2017 | |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 13 February 2017 | |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 9 | 25 July 2011 | 12 February 2017 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 25 July 2011 | 12 February 2017 |
| Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 | RE | 9 | 10 September 2010 | 18 July 2011 |
| Partners Capital Securities Limited 博大證券有限公司 | RE | 1 | 17 August 2006 | 18 July 2011 |