SFC Licences of WONG Man Jo, Joseph 黃文藻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 31 December 2012 | 31 August 2013 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 31 December 2012 | 31 August 2013 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 27 April 2009 | 23 April 2010 |
Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 27 April 2009 | 23 April 2010 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 20 March 2009 | 08 April 2009 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 07 December 2006 | 02 August 2008 |
Credit Suisse Futures (Hong Kong) Limited | RE | 7 | 22 June 2006 | 22 November 2006 |
Credit Suisse Futures (Hong Kong) Limited | RE | 2 | 22 June 2006 | 22 November 2006 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 13 June 2006 | 22 November 2006 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 13 June 2006 | 22 November 2006 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 22 March 2006 | 28 April 2006 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 22 March 2006 | 28 April 2006 |