SFC Licences of BERESFORD Paul Richard

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Instinet Pacific Limited 極訊亞太有限公司	RO	7	31 October 2019
Instinet Pacific Limited 極訊亞太有限公司	RO	4	31 October 2019
Instinet Pacific Limited 極訊亞太有限公司	RO	1	31 October 2019
Instinet Pacific Limited 極訊亞太有限公司	RE	7	24 September 2019	31 October 2019
Instinet Pacific Limited 極訊亞太有限公司	RE	4	02 September 2019	31 October 2019
Instinet Pacific Limited 極訊亞太有限公司	RE	1	02 September 2019	31 October 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RO	5	21 March 2017	01 September 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RO	4	21 March 2017	01 September 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RO	2	21 March 2017	01 September 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RO	1	21 March 2017	01 September 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	5	01 September 2016	21 March 2017
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	01 September 2016	21 March 2017
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	4	01 August 2016	21 March 2017
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	01 August 2016	21 March 2017
Instinet Pacific Limited 極訊亞太有限公司	RO	7	23 October 2015	31 July 2016
Instinet Pacific Limited 極訊亞太有限公司	RO	4	23 October 2015	31 July 2016
Instinet Pacific Limited 極訊亞太有限公司	RO	1	23 October 2015	31 July 2016
Instinet Pacific Limited 極訊亞太有限公司	RE	7	10 December 2012	23 October 2015
Instinet Pacific Limited 極訊亞太有限公司	RE	4	10 December 2012	23 October 2015
Instinet Pacific Limited 極訊亞太有限公司	RE	1	10 December 2012	23 October 2015
Nomura Securities (Hong Kong) Limited	RE	2	04 February 2010	09 December 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	30 September 2009	09 December 2012
Nomura Futures (Hong Kong) Limited	RE	2	30 September 2009	19 February 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	10 October 2008	09 December 2012
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	1	20 March 2006	29 September 2008