SFC Licences of TOM Edward 譚子平

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 29 April 2022
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 29 April 2022
J.P. Morgan Broking (Hong Kong) Limited RE 5 13 March 2017 07 June 2021
J.P. Morgan Broking (Hong Kong) Limited RE 2 13 March 2017 07 June 2021
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 7 20 February 2009 19 June 2014
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 30 March 2007 19 June 2014
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 1 30 March 2007 19 June 2014
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 30 March 2007 19 June 2014
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 22 March 2006 23 February 2007
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 22 March 2006 23 February 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 22 March 2006 23 February 2007