SFC Licences of TOM Edward 譚子平

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務)	RO	1	20 February 2024
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務)	RE	9	13 December 2023
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務)	RE	1	13 October 2023	20 February 2024
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務)	RE	2	13 October 2023
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	2	29 April 2022	15 September 2023
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	1	29 April 2022	15 September 2023
J.P. Morgan Broking (Hong Kong) Limited	RE	5	13 March 2017	07 June 2021
J.P. Morgan Broking (Hong Kong) Limited	RE	2	13 March 2017	07 June 2021
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	7	20 February 2009	19 June 2014
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	30 March 2007	19 June 2014
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	2	30 March 2007	19 June 2014
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	1	30 March 2007	19 June 2014
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	2	22 March 2006	23 February 2007
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	22 March 2006	23 February 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	22 March 2006	23 February 2007