SFC Licences of CHIU Hsih Chien 丘世健

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Redford Asset Management Limited 泓福資產管理有限公司 RO 9 14 September 2016 01 June 2018
Redford Securities Limited 泓福證券有限公司 RO 1 13 November 2014 01 June 2018
Redford Asset Management Limited 泓福資產管理有限公司 RO 4 13 November 2014 01 June 2018
Redford Asset Management Limited 泓福資產管理有限公司 RE 9 27 August 2014 14 September 2016
Redford Securities Limited 泓福證券有限公司 RE 1 27 August 2014 13 November 2014
Redford Asset Management Limited 泓福資產管理有限公司 RE 4 27 August 2014 13 November 2014
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 RO 4 17 February 2014 01 July 2014
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 RO 1 17 February 2014 01 July 2014
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 4 04 October 2012 01 July 2014
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 1 04 October 2012 01 July 2014
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 29 June 2012 04 October 2012
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 29 June 2012 04 October 2012