SFC Licences of PEI Xi 裴晞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 15 March 2012 01 April 2017
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 15 March 2012 01 April 2017
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 27 November 2009 22 July 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 10 October 2008 22 July 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 10 October 2008 22 July 2010
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 30 April 2008 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 6 21 April 2008 29 September 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 11 October 2006 21 January 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 11 October 2006 21 January 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 11 October 2006 21 January 2008
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 6 04 April 2006 30 August 2006
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 1 04 April 2006 30 August 2006