SFC Licences of LING Yee Man, May 凌意文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 26 September 2018 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 26 September 2018 | |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 01 December 2014 | 27 April 2017 |
| Macquarie Asia Securities Limited | RE | 2 | 01 December 2014 | 30 December 2016 |
| Bluefin HK Limited | RO | 1 | 22 January 2014 | 03 October 2014 |
| Bluefin HK Limited | RE | 1 | 21 December 2012 | 22 January 2014 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 30 May 2007 | 29 June 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 03 April 2006 | 17 March 2007 |